Central banks in the United Arab Emirates and Malaysia have imposed monetary penalties on financial institutions for failures in sanctions and anti-money laundering protocols.

阿拉伯聯合大公國與馬來西亞的中央銀行已對在制裁和反洗錢協定方面失效的金融機構處以罰金。

The Central Bank of the UAE (CBUAE) has executed a punitive levy of AED 20 million against a foreign banking branch. This administrative action was predicated upon the identification of systemic and recurrent deficiencies within the institution's framework for mitigating risks associated with terrorist financing, money laundering, and the circumvention of sanctions. Furthermore, the CBUAE extended its enforcement to the individual serving as the Head of Compliance and Money Laundering Reporting Officer, who incurred a fine of AED 300,000 for the dereliction of professional duties. These measures were implemented pursuant to the Federal Decree Law governing the central bank and the regulation of financial activities, reflecting a strategic imperative to maintain the transparency of the national financial architecture.

阿拉伯聯合大公國中央銀行 (CBUAE) 已對一家外國銀行分行處以 2,000 萬迪拉姆的懲罰性徵收。此次行政行動是基於發現該機構在降低與恐怖主義融資、洗錢及規避制裁相關風險的框架中存在系統性且反覆出現的缺陷。此外，CBUAE 將執法範圍擴展至擔任合規主管及洗錢報告官的個人，該人士因失職而被處以 30 萬迪拉姆的罰款。這些措施是根據管理中央銀行及金融活動監管的聯邦法令實施的，反映了維持國家金融體系透明度的戰略必要性。

Concurrently, Bank Negara Malaysia (BNM) has penalized AEON Credit Service (M) Berhad, a subsidiary of Japan's Aeon Co, in the amount of 520,000 ringgit. The breach involved the unauthorized facilitation of an account for a sanctioned entity and a subsequent failure to execute the freezing of said account upon verification of its status on a domestic sanctions list. BNM attributed these lapses to inadequate personnel oversight and structural deficits in standard operating procedures. Following the imposition of the fine on April 16, the entity initiated remedial protocols, including the implementation of staff retraining programs to ensure future regulatory alignment.

與此同時，馬來西亞國家銀行 (BNM) 已對日本永旺公司 (Aeon Co) 的子公司 AEON Credit Service (M) Berhad 處以 52 萬令吉的罰款。違規行為涉及未經授權為受制裁實體提供賬戶便利，且在驗證其狀態位於國內制裁名單後，未能執行凍結該賬戶的操作。BNM 將這些失誤歸因於人員監督不足以及標準作業程序的結構性缺陷。在 4 月 16 日處以罰款後，該實體啟動了補救方案，包括實施員工重新培訓計畫，以確保未來符合監管要求。

Both jurisdictions have utilized fiscal penalties to address institutional non-compliance with international and domestic financial safeguards.

兩個司法管轄區均利用財政處罰來解決機構不符合國際與國內金融保障措施的問題。